Built for the most demanding compliance environments in financial services
Your clients trust you with the most sensitive data of their lives. Fynancial was built from the ground up for the regulatory reality of wealth management. Security is not a feature we added. It is the foundation.
You can request private security documentation directly from the Trust Center.
Built to the highest standards in wealth management
SOC 2 Type II, ISO 27001:2022, GDPR, end-to-end encryption, and a full Trust Center.
What each certification covers
SOC 2 Type II
The most rigorous independent security audit for cloud platforms — verifying controls operate effectively over time. Full report available to qualified prospects via the Trust Center.
ISO 27001:2022
International standard for information security management — assessed by an accredited third-party auditor. Fynancial holds the most current version of the standard.
GDPR
Fynancial platform and processes are GDPR compliant. Data Privacy Policy and data subject rights workflow available through the Trust Center.
Enterprise-grade infrastructure and controls
End-to-end encryption
TLS 1.2+ in transit, AES-256 at rest. Encryption keys managed with enterprise key management practices and regular rotation schedules.
Infrastructure security
Hosted on major cloud infrastructure with network segmentation, WAF protection, DDoS mitigation, continuous vulnerability scanning, penetration testing, and intrusion detection.
Access control
Role-based access control, MFA for administrative accounts, least privilege, privileged access management, and comprehensive access logging and audit trail.
Built for wealth management regulation
FINRA Rule 4511
Advisor-client communications eligible for real-time, automatic archival to Global Relay or Smarsh through native integrations — no secondary workflow for your compliance team.
SEC Rule 17a-4
Archival architecture supports non-erasable, non-rewritable storage requirements of SEC Rule 17a-4 through archival partner integrations.
Mobile security
Certificate pinning, Face ID and Touch ID, automatic session timeout, jailbreak and root detection, and remote wipe capability for client app access.
Get security documentation in the Trust Center
Visit the Trust Center to review public certifications and request private security docs — including SOC 2 Type II, policies, and related materials for your vendor review.
$143.8B. Zero internal dev required.
$143.8B AUM. 926 advisors.
How Wealth Enhancement Group transitioned from a high-maintenance custom portal to Fynancial’s scalable, white-labeled mobile experience to focus on advisor presence over administrative burden.
